Caldini Filippo 4

What Happened

• Filippo Caldini, CEO of Establishment Labs Holdings, received equity awards on February 18, 2026: 8,185 shares granted as stock units and 14,275 derivative awards (labeled as an award/derivative). Both awards show a $0 acquisition price (compensation grants), totaling 22,460 shares/units reported in the filing. The Form 4 was filed on March 6, 2026.

Key Details

• Transaction date: February 18, 2026; Form 4 filed: March 6, 2026 (filed late relative to the usual two-business-day Form 4 deadline).
• Reported amounts/prices: 8,185 shares acquired (award) @ $0.00; 14,275 derivative shares acquired (award/derivative) @ $0.00.
• Shares owned after transaction: Not specified in the excerpt of the filing.
• Vesting/footnotes: F1 — the 8,185 award is stock units under the 2018 Equity Incentive Plan; one-fourth vests on Feb 18, 2027 and then annually thereafter, subject to continued service. F2 — the 14,275 award is subject to a similar one-fourth-per-year vesting schedule (described as an option in the footnote).
• Timeliness: The filing appears late (transaction 2/18/2026; Form 4 filed 3/6/2026), which investors should note as a reporting lapse.

Context

• These are compensation awards, not open-market purchases or sales — they don’t represent an immediate cash outlay by the insider or a sale to other investors. Stock units (RSUs) typically convert to shares upon vesting; the derivative award appears to be an equity option subject to vesting (exercise terms not disclosed in the excerpt).
• Grants like these are common for executive compensation and do not by themselves indicate a buy or sell signal. The late filing is a procedural concern but does not, on its face, change the nature of the awards.