D'Amico Andrew 4

What Happened

• Andrew D'Amico, a director of Vicor Corp (VICR), exercised options and sold shares on Jan 20, 2026. He exercised 200 shares at $100.00 per share (cost $20,000) and sold 200 shares in the open market at $155.00 per share (proceeds $31,000). The filing also shows a separate derivative disposition of 200 shares at $0.00 associated with the exercise.
• The sale was effected under a Rule 10b5-1 trading plan (see footnote). Exercising options is a purchase-like event (acquiring shares), while the open-market sale is a disposition (routine liquidity).

Key Details

• Transaction date: 2026-01-20 (filed with SEC on 2026-01-21)
• Exercise: 200 shares @ $100.00 = $20,000 (acquired)
• Sale: 200 shares @ $155.00 = $31,000 (disposed) — footnote: sale pursuant to Rule 10b5-1 plan adopted Sept 12, 2024
• Derivative disposition: 200 shares @ $0.00 (reported as an exercise-related disposition in the filing)
• Shares owned after transaction: not specified in the provided filing excerpt
• Filing timeliness: filed next day (appears timely; no late filing indicated)

Context

• The sequence (exercise followed by an immediate market sale) is commonly a cashless or partial cashless exercise pattern where exercised shares are sold to cover costs/taxes or to raise cash. The $0.00 derivative disposition line commonly reflects share surrender or tax withholding related to the exercise, as reported on Form 4.
• The sale being executed under a pre-established Rule 10b5-1 plan indicates the sale was planned in advance and is often treated as routine insider liquidity rather than a spontaneous market-timing action.