COMPASS Pathways plc·4

Mar 27, 9:52 PM ET

Loxam Teri 4

4 · COMPASS Pathways plc · Filed Mar 27, 2026

Research Summary

AI-generated summary of this filing

Updated

COMPASS (CMPS) CFO Loxam Teri Receives RSU and Option Grants

What Happened
Loxam Teri, Chief Financial Officer of COMPASS Pathways plc (CMPS), received two equity awards on March 26, 2026: 75,000 restricted share units (RSUs) and a derivative award covering 157,635 shares (a share option/award). Both grants were reported at $0.00 per share (standard for equity awards) and therefore involved no cash purchase or sale. These are compensation awards, not open-market buys or sales.

Key Details

  • Transaction date: 2026-03-26; filing date: 2026-03-27 (timely Form 4 filing).
  • Award amounts and prices: 75,000 RSUs @ $0.00; 157,635 derivative shares @ $0.00.
  • Vesting: RSUs vest in four equal annual installments, first vesting on March 26, 2027 (footnote F2). The derivative/share option vests in 48 equal monthly installments beginning April 26, 2026 (footnote F3).
  • ADS note: Ordinary shares may be represented by American Depositary Shares (ADS), each currently representing one Ordinary Share (footnote F1).
  • Shares owned after the transaction: not disclosed in the filing.
  • Filing timeliness: filed within required period (no late-filing indication).

Context
These are standard compensation grants used to retain and incentivize executives. RSUs and option-style awards do not represent immediate purchases or sales — value is realized only if/when awards vest and, for options, if they are exercised. For retail investors, awards signal executive compensation alignment but are less informative about near-term insider buying or selling.

Insider Transaction Report

Form 4
Period: 2026-03-26
Loxam Teri
Chief Financial Officer
Transactions
  • Award

    Ordinary Shares

    [F1][F2]
    2026-03-26+75,000152,002 total
  • Award

    Share Option (Right to Buy)

    [F3][F1]
    2026-03-26+157,635157,635 total
    Exercise: $5.64From: 2026-04-26Exp: 2036-03-25Ordinary Shares (157,635 underlying)
Footnotes (3)
  • [F1]The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share.
  • [F2]Represents an award of Restricted Share Units ("RSUs") granted under the Issuer's 2020 Share Option and Incentive Plan. Each RSU represents a contingent right to receive one Ordinary Share. The RSUs vest in four equal annual installments, with the first installment vesting on March 26, 2027.
  • [F3]The share option shall vest in forty-eight equal monthly installments beginning on April 26, 2026.
Signature
/s/ Meredith Prithviraj by Power of Attorney for Teri Loxam|2026-03-27

Documents

1 file
  • 4
    wk-form4_1774662750.xmlPrimary

    FORM 4