Gericke Johan 4
4 · Finance of America Companies Inc. · Filed Apr 4, 2023
Insider Transaction Report
Form 4
Gericke Johan
EVP, Chief Financial Officer
Transactions
- Tax Payment
Class A Common Stock
2023-04-03$1.24/sh−25,443$31,549→ 102,166 total - Exercise/Conversion
Class A Common Stock
2023-04-03+70,575→ 127,609 total - Exercise/Conversion
Restricted Stock Units
2023-04-03−70,575→ 141,151 total→ Class A Common Stock (70,575 underlying) - Award
Restricted Stock Units
2023-03-31+524,194→ 524,194 total→ Class A Common Stock (524,194 underlying)
Footnotes (3)
- [F1]Each restricted stock unit, or RSU, represents a contingent right to receive one share of Class A Common Stock of the Issuer ("Common Stock"). The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining restricted stock units vest on the second and third anniversaries of April 1, 2022, subject to the Reporting Person's continued employment.
- [F2]Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of restricted stock units.
- [F3]Represents additional RSUs granted to the Reporting Person on March 31, 2023. Each restricted stock unit represents a contingent right to receive one share of Common Stock. The restricted stock units will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The restricted stock units shall vest in one-third increments upon the first, second and third anniversaries of the vesting reference date, April 1, 2023, subject to the Reporting Person's continued employment.