Gericke Johan 4
4 · Finance of America Companies Inc. · Filed Nov 21, 2022
Insider Transaction Report
Form 4
Gericke Johan
EVP, Chief Financial Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2022-11-18+37,383→ 70,511 total - Exercise/Conversion
Restricted Stock Units
2022-11-18−37,383→ 37,383 total→ Class A Common Stock (37,383 underlying) - Tax Payment
Class A Common Stock
2022-11-18$1.50/sh−13,477$20,216→ 57,034 total
Holdings
- 211,726
Restricted Stock Units
→ Class A Common Stock (211,726 underlying)
Footnotes (3)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock of the Issuer ("Common Stock"). The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The RSUs have vested and will vest in three equal annual installments beginning on November 18, 2021, subject to the Reporting Person's continued employment on the applicable vesting date.
- [F2]Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of RSUs.
- [F3]Each RSU represents a contingent right to receive one share of Common Stock. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The RSUs shall vest in one-third increments upon the first, second and third anniversaries of April 1, 2022, subject to the Reporting Person's continued employment on the applicable vesting date.