4//SEC Filing
Anderson Sterling 4
Accession 0001828108-23-000196
CIK 0001828108other
Filed
Sep 11, 8:00 PM ET
Accepted
Sep 12, 7:51 PM ET
Size
14.7 KB
Accession
0001828108-23-000196
Insider Transaction Report
Form 4
Anderson Sterling
Director
Transactions
- Conversion
Class B Common Stock
2023-09-11−57,977→ 44,988,377 total→ Class A Common Stock (57,977 underlying) - Conversion
Class A Common Stock
2023-09-11+57,977→ 119,910 total - Sale
Class A Common Stock
2023-09-12$3.48/sh−3,926$13,679→ 61,933 total - Sale
Class A Common Stock
2023-09-11$3.56/sh−57,977$206,259→ 61,933 total - Conversion
Class A Common Stock
2023-09-12+3,926→ 65,859 total - Conversion
Class B Common Stock
2023-09-12−3,926→ 44,984,451 total→ Class A Common Stock (3,926 underlying)
Footnotes (4)
- [F1]Each share of Class B Common Stock is convertible into an equal number of shares of Class A Common Stock at any time, at the holder's election, and has no expiration date.
- [F2]This transaction was effected automatically pursuant to a previously disclosed Rule 10b5-1 trading plan (the "Plan") adopted by the reporting person on September 13, 2022. The Plan was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) in effect at the time of adoption of the Plan. In the event that the maximum number of shares covered by the Plan are sold, the reporting person will continue to beneficially own approximately 85% of the total Class A Common Stock and Class B Common Stock the reporting person beneficially owned immediately prior to the first transactions under the Plan.
- [F3]Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.480 to $3.630, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F4]Weighted average price. This transaction was executed in multiple trades at prices ranging from $3.480 to $3.485, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
Documents
Issuer
Aurora Innovation, Inc.
CIK 0001828108
Entity typeother
Related Parties
1- filerCIK 0001878943
Filing Metadata
- Form type
- 4
- Filed
- Sep 11, 8:00 PM ET
- Accepted
- Sep 12, 7:51 PM ET
- Size
- 14.7 KB