Penumbra Inc·4

Mar 17, 7:32 PM ET

Yuen Maggie 4

4 · Penumbra Inc · Filed Mar 17, 2026

Research Summary

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Penumbra CFO Maggie Yuen Withholds 186 Shares for Taxes

What Happened Maggie Yuen, Chief Financial Officer of Penumbra Inc. (PEN), had 186 shares withheld by the company to satisfy tax withholding obligations related to the vesting of restricted stock units. The shares were valued at $336.18 each, for a total disposition value of $62,529. This was a tax-withholding event (transaction code F), not an open-market sale or purchase.

Key Details

  • Transaction date: 2026-03-15; Price per share: $336.18; Total value: $62,529.
  • Transaction type/code: F — shares withheld to satisfy tax withholding on vested RSUs.
  • Shares owned after the transaction: not specified in the provided filing excerpt.
  • Footnotes: F1 — issuer withheld shares to satisfy tax withholding; F2 — a portion of these shares is subject to vesting (some shares related to the grant may remain subject to future vesting conditions).
  • Filing: Report filed 2026-03-17 for a 2026-03-15 transaction; the filing appears timely (Form 4s are typically due within two business days).

Context Withholding shares to cover taxes on vested RSUs is a common administrative transaction and does not, by itself, indicate a buy or sell signal about the insider's view of the company. This was a cashless/tax-settlement style disposition rather than an active market sale.

Insider Transaction Report

Form 4
Period: 2026-03-15
Yuen Maggie
Chief Financial Officer
Transactions
  • Tax Payment

    Common Stock

    [F1][F2]
    2026-03-15$336.18/sh186$62,52918,167 total
Footnotes (2)
  • [F1]Shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock units granted to the Reporting Person.
  • [F2]A portion of these shares is subject to vesting.
Signature
/s/ Johanna Roberts, as attorney-in-fact for Maggie Yuen|2026-03-17

Documents

1 file
  • 4
    wk-form4_1773790331.xmlPrimary

    FORM 4