Fernandez Jose A 4
4 · StepStone Group Inc. · Filed Mar 25, 2021
Insider Transaction Report
Form 4
Fernandez Jose A
DirectorCo-Chief Operating Officer
Transactions
- Gift
Class B Common Stock
2020-12-31−350,000→ 5,505,328 total(indirect: By Trust) - Gift
Class B Common Stock
2020-12-31+350,000→ 1,605,500 total(indirect: By LLC) - Sale
Class A Common Stock
2021-03-23$28.32/sh−1,750,000$49,560,000→ 0 total(indirect: By Trust) - Gift
Class B Units
2020-12-31−350,000→ 5,505,328 total(indirect: By Trust)→ Class A Common Stock (350,000 underlying) - Gift
Class B Units
2020-12-31+350,000→ 1,605,500 total(indirect: By LLC)→ Class A Common Stock (350,000 underlying) - Conversion
Class B Units
2021-03-23−1,750,000→ 3,755,328 total(indirect: By Trust)→ Class A Common Stock (1,750,000 underlying) - Disposition to Issuer
Class B Common Stock
2021-03-23$0.00/sh−1,750,000$1,750→ 3,755,328 total(indirect: By Trust) - Conversion
Class A Common Stock
2021-03-23+1,750,000→ 1,750,000 total(indirect: By Trust)
Holdings
- 8,920
Class A Common Stock
Footnotes (3)
- [F1]On March 23, 2021, the Reporting Person exchanged 1,750,000 Class B Units of StepStone Group LP for 1,750,000 shares of Class A Common Stock. In connection with the exchange, 1,750,000 shares of Class B Common Stock were automatically redeemed and cancelled.
- [F2]The Class B Units are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer will be automatically redeemed and cancelled.
- [F3]On March 23, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.