4//SEC Filing
Marinof Alexis 4
Accession 0001784344-26-000003
CIK 0000880631other
Filed
Jan 26, 7:00 PM ET
Accepted
Jan 27, 12:27 PM ET
Size
10.2 KB
Accession
0001784344-26-000003
Research Summary
AI-generated summary of this filing
WisdomTree (WT) Europe CEO Alexis Marinof Receives Equity Award
What Happened
- Alexis Marinof, WisdomTree’s Europe CEO, was granted equity awards on January 25, 2026. The filing reports a grant of 44,331 restricted shares (time‑based) and a separate grant/award of 14,777 performance‑based units. Also on that date, 33,432 shares were surrendered to the issuer to cover withholding taxes. All transactions were reported at $0.00 per share (awards/withholding), not open‑market trades.
Key Details
- Transaction date: January 25, 2026; Form 4 filed January 27, 2026 (timely).
- Prices: reported at $0.00 (awards and tax withholding).
- Surrender/Disposal code F: 33,432 shares were surrendered to the company to cover tax withholding upon vesting (not a sale on the market).
- Vesting/time details:
- The 44,331 restricted shares represent 14,777 shares vesting on each of Jan 25, 2027, Jan 25, 2028 and Jan 25, 2029 (time‑based).
- The 14,777 units are performance‑based restricted stock units (PRSUs) scheduled to vest Jan 25, 2029 at target; payout may range from 0%–200% based on total shareholder return vs. peers.
- Shares owned after the transactions are not specified in the provided excerpt of the filing.
Context
- Restricted stock awards (time‑based) and PRSUs (performance‑based) are standard executive compensation, not open‑market purchases or sales, and are reported at $0 because they are grants. The surrendered shares reflect tax withholding (a routine administrative step), not a sale that indicates a bearish view. PRSU payout depends on multi‑year TSR performance and may accelerate in some termination or change‑of‑control scenarios.
Insider Transaction Report
Form 4
Marinof Alexis
CEO, Europe
Transactions
- Award
Common Stock
[F1][F2]2026-01-25+44,331→ 265,477 total - Tax Payment
Common Stock
[F3][F2]2026-01-25−33,432→ 232,045 total - Award
Performance Based Restricted Stock Units
[F4][F5]2026-01-25+14,777→ 14,777 total→ Common Stock (14,777 underlying)
Footnotes (5)
- [F1]Restricted stock awarded by Issuer on January 25, 2026 and vesting as to 14,777 shares on each of January 25, 2027, January 25, 2028 and January 25, 2029.
- [F2]Includes restricted stock awards vesting as to (i) 60,394 shares on January 25, 2027, (ii) 33,526 shares on January 25, 2028 and (iii) 14,777 shares on January 25, 2029.
- [F3]Surrender of common stock to Issuer upon vesting of restricted stock awards to cover withholding taxes.
- [F4]Each performance-based restricted stock unit represents the right to receive, on the vesting date, one share of common stock for each such unit that vests.
- [F5]These performance-based restricted stock units ("PRSUs") are scheduled to vest on January 25, 2029. The target number of PRSUs is reported on this form. Between 0% and 200% of the target number of PRSUs may vest and the number of shares of the Issuer's common stock ("Common Stock") to be issued will be determined based on the total shareholder return ("TSR") of the Common Stock relative to the respective TSRs of the stocks of a peer group of companies, each measured over a 3-year period from the grant date. If the Reporting Person's employment is terminated under certain circumstances or a change of control occurs prior to the 3rd anniversary of the grant date, all or a portion of the PRSUs will vest and the number of shares of Common Stock to be issued will be determined at such time based on the respective TSRs of the Common Stock and the stocks of the peer group, each measured from the grant date to the accelerated vesting date.
Signature
/s/ Marci Frankenthaler, Attorney-in-Fact|2026-01-27
Documents
Issuer
WisdomTree, Inc.
CIK 0000880631
Entity typeother
Related Parties
1- filerCIK 0001784344
Filing Metadata
- Form type
- 4
- Filed
- Jan 26, 7:00 PM ET
- Accepted
- Jan 27, 12:27 PM ET
- Size
- 10.2 KB