4//SEC Filing
Howard Gretchen 4
Accession 0001783879-23-000086
CIK 0001783879other
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 6:35 PM ET
Size
14.6 KB
Accession
0001783879-23-000086
Insider Transaction Report
Form 4
Howard Gretchen
Chief Operating Officer
Transactions
- Exercise/Conversion
Restricted Stock Units
2023-04-01−20,161→ 141,129 totalExp: 2027-12-09→ Class A Common Stock (20,161 underlying) - Exercise/Conversion
Class A Common Stock
2023-04-01+97,447→ 751,372 total - Exercise/Conversion
Restricted Stock Units
2023-04-01−40,322→ 282,258 totalExp: 2027-12-09→ Class A Common Stock (40,322 underlying) - Tax Payment
Class A Common Stock
2023-04-01$9.71/sh−48,315$469,139→ 703,057 total - Exercise/Conversion
Restricted Stock Units
2023-04-01−36,964→ 36,965 totalExp: 2026-08-18→ Class A Common Stock (36,964 underlying)
Holdings
- 168,064(indirect: By Trust)
Class A Common Stock
Footnotes (5)
- [F1]Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
- [F2]Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 97,447 RSUs and does not represent a sale by the Reporting Person.
- [F3]On August 19, 2019, the Reporting Person was granted 591,425 RSUs under Robinhood's Amended and Restated 2013 Stock Plan, which award was amended and restated on January 13, 2020. One-eighth (1/8) of these RSUs vested on January 1, 2020, with the remainder scheduled to vest in fourteen (14) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
- [F4]On December 9, 2020, the Reporting Person was granted 322,580 RSUs under Robinhood's 2020 Equity Incentive Plan (the "2020 Plan"). One-sixteenth (1/16) of these RSUs vested on April 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
- [F5]On December 9, 2020, the Reporting Person was granted 322,580 RSUs under the 2020 Plan. One-eighth (1/8) of these RSUs vested on April 1, 2023, with the remainder scheduled to vest in seven (7) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
Documents
Issuer
Robinhood Markets, Inc.
CIK 0001783879
Entity typeother
Related Parties
1- filerCIK 0001867437
Filing Metadata
- Form type
- 4
- Filed
- Apr 3, 8:00 PM ET
- Accepted
- Apr 4, 6:35 PM ET
- Size
- 14.6 KB