Home/Filings/4/0001783879-23-000057
4//SEC Filing

Howard Gretchen 4

Accession 0001783879-23-000057

CIK 0001783879other

Filed

Mar 2, 7:00 PM ET

Accepted

Mar 3, 6:50 PM ET

Size

12.0 KB

Accession

0001783879-23-000057

Insider Transaction Report

Form 4
Period: 2023-03-01
Howard Gretchen
Chief Operating Officer
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2023-03-01+54,494673,729 total
  • Tax Payment

    Class A Common Stock

    2023-03-01$9.73/sh19,804$192,693653,925 total
  • Exercise/Conversion

    Restricted Stock Units

    2023-03-0130,38191,145 total
    Exp: 2027-01-12Class A Common Stock (30,381 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2023-03-0124,113289,352 total
    Class A Common Stock (24,113 underlying)
Holdings
  • Class A Common Stock

    (indirect: By Trust)
    168,064
Footnotes (4)
  • [F1]Restricted stock units ("RSUs") convert into Common Stock on a one-for-one basis upon vesting and settlement.
  • [F2]Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 54,494 RSUs and does not represent a sale by the Reporting Person.
  • [F3]On January 13, 2020, the Reporting Person was granted 486,102 RSUs under Robinhood's Amended and Restated 2013 Stock Plan. One-fourth (1/4) of these RSUs vested on December 1, 2020, with the remainder scheduled to vest in twelve (12) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
  • [F4]On March 24, 2022, the Reporting Person was granted 385,802 RSUs under Robinhood's 2021 Omnibus Incentive Plan. One-sixteenth (1/16) of these RSUs vested on June 1, 2022, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Issuer

Robinhood Markets, Inc.

CIK 0001783879

Entity typeother

Related Parties

1
  • filerCIK 0001867437

Filing Metadata

Form type
4
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 6:50 PM ET
Size
12.0 KB