4//SEC Filing
Howard Gretchen 4
Accession 0001783879-23-000015
CIK 0001783879other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 6:47 PM ET
Size
14.6 KB
Accession
0001783879-23-000015
Insider Transaction Report
Form 4
Howard Gretchen
Chief Operating Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2023-01-01+65,341→ 617,923 total - Tax Payment
Class A Common Stock
2023-01-03$8.14/sh−23,766$193,455→ 594,157 total - Exercise/Conversion
Restricted Stock Units
2023-01-01−36,964→ 73,929 totalExp: 2026-08-18→ Class A Common Stock (36,964 underlying) - Exercise/Conversion
Restricted Stock Units
2023-01-01−8,215→ 0 totalExp: 2026-02-14→ Class A Common Stock (8,215 underlying) - Exercise/Conversion
Restricted Stock Units
2023-01-01−20,162→ 161,290 totalExp: 2027-12-09→ Class A Common Stock (20,162 underlying)
Holdings
- 168,064(indirect: By Trust)
Class A Common Stock
Footnotes (5)
- [F1]Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
- [F2]Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting of 65,341 RSUs and does not represent a sale by the Reporting Person.
- [F3]On February 15, 2019, the Reporting Person was granted 394,283 RSUs under Robinhood's Amended and Restated 2013 Stock Plan (the "2013 Plan"), which award was amended and restated on January 13, 2020. One-fourth (1/4) of these RSUs vested on January 1, 2020, with the remainder scheduled to vest in thirty-six (36) equal monthly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
- [F4]On August 19, 2019, the Reporting Person was granted 591,425 RSUs under the 2013 Plan, which award was amended and restated on January 13, 2020. One-eighth (1/8) of these RSUs vested on January 1, 2020, with the remainder scheduled to vest in fourteen (14) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
- [F5]On December 9, 2020, the Reporting Person was granted 322,580 RSUs under Robinhood's 2020 Equity Incentive Plan. One-sixteenth (1/16) of these RSUs vested on April 1, 2021, with the remainder scheduled to vest in fifteen (15) equal quarterly installments thereafter, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
Documents
Issuer
Robinhood Markets, Inc.
CIK 0001783879
Entity typeother
Related Parties
1- filerCIK 0001867437
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 6:47 PM ET
- Size
- 14.6 KB