EPQ LLC, AMTC PS 4

Accession 0001779453-20-000004

CIK 0001801777other

Filed

Jun 10, 8:00 PM ET

Accepted

Jun 11, 5:55 PM ET

Size

21.1 KB

Accession

0001779453-20-000004

Form 4

Period: 2020-06-09

10% Owner

Transactions

Conversion
Common Stock
2020-06-09+2,149,292→ 2,149,292 total(indirect: See footnotes)
Purchase
Common Stock
2020-06-09$14.00/sh+2,500,000$35,000,000→ 8,044,240 total(indirect: See footnotes)
Conversion
Common Stock
2020-06-09+3,394,948→ 5,544,240 total(indirect: See footnotes)
Conversion
Series B Preferred Stock
2020-06-09−2,149,292→ 0 total(indirect: See footnotes)
→ Common Stock (2,149,292 underlying)
Purchase
Common Stock
2020-06-09$14.00/sh+220,000$3,080,000→ 8,264,240 total(indirect: See footnotes)
Conversion
Series C Preferred Stock
2020-06-09−3,394,948→ 0 total(indirect: See footnotes)
→ Common Stock (3,394,948 underlying)

Other

Transactions

Conversion
Common Stock
2020-06-09+3,394,948→ 5,544,240 total(indirect: See footnotes)
Conversion
Series C Preferred Stock
2020-06-09−3,394,948→ 0 total(indirect: See footnotes)
→ Common Stock (3,394,948 underlying)
Conversion
Common Stock
2020-06-09+2,149,292→ 2,149,292 total(indirect: See footnotes)
Conversion
Series B Preferred Stock
2020-06-09−2,149,292→ 0 total(indirect: See footnotes)
→ Common Stock (2,149,292 underlying)
Purchase
Common Stock
2020-06-09$14.00/sh+220,000$3,080,000→ 8,264,240 total(indirect: See footnotes)
Purchase
Common Stock
2020-06-09$14.00/sh+2,500,000$35,000,000→ 8,044,240 total(indirect: See footnotes)

Other

Transactions

Conversion
Series C Preferred Stock
2020-06-09−3,394,948→ 0 total(indirect: See footnotes)
→ Common Stock (3,394,948 underlying)
Conversion
Common Stock
2020-06-09+3,394,948→ 5,544,240 total(indirect: See footnotes)
Purchase
Common Stock
2020-06-09$14.00/sh+2,500,000$35,000,000→ 8,044,240 total(indirect: See footnotes)
Purchase
Common Stock
2020-06-09$14.00/sh+220,000$3,080,000→ 8,264,240 total(indirect: See footnotes)
Conversion
Common Stock
2020-06-09+2,149,292→ 2,149,292 total(indirect: See footnotes)
Conversion
Series B Preferred Stock
2020-06-09−2,149,292→ 0 total(indirect: See footnotes)
→ Common Stock (2,149,292 underlying)

10% Owner

Transactions

Conversion
Common Stock
2020-06-09+3,394,948→ 5,544,240 total(indirect: See footnotes)
Conversion
Common Stock
2020-06-09+2,149,292→ 2,149,292 total(indirect: See footnotes)
Conversion
Series C Preferred Stock
2020-06-09−3,394,948→ 0 total(indirect: See footnotes)
→ Common Stock (3,394,948 underlying)
Conversion
Series B Preferred Stock
2020-06-09−2,149,292→ 0 total(indirect: See footnotes)
→ Common Stock (2,149,292 underlying)
Purchase
Common Stock
2020-06-09$14.00/sh+2,500,000$35,000,000→ 8,044,240 total(indirect: See footnotes)
Purchase
Common Stock
2020-06-09$14.00/sh+220,000$3,080,000→ 8,264,240 total(indirect: See footnotes)

Footnotes (8)

[F1]Automatic conversion of Series B Preferred stock held by EPQ LLC, AMT PS to Common Stock in connection with the initial public offering of the Issuer.
[F2]Automatic conversion of Series C Preferred stock held by EPQ LLC, AMTB PS to Common Stock in connection with the initial public offering of the Issuer.
[F3]EPQ LLC, AMT PS is the direct owner of these shares.
[F4]EPQ LLC, AMTB PS is the direct owner of these shares.
[F5]EPQ LLC, AMTC PS is the direct owner of these shares.
[F6]Chad Boeding is the direct owner of these shares.
[F7]EPIQ Capital Group, LLC ("EPIQ") is the managing member of EPQ LLC, AMT PS, EPQ LLC, AMTB PS, and EPQ LLC, AMTC PS (the "EPQ Funds"). Chad Boeding is the Manager of EPIQ. EPQ LLC, AMT PS directly owns 2,149,292 common shares. EPQ LLC, AMTB PS directly owns 3,394,948 common shares. EPQ LLC, AMTC PS directly owns 2,500,000 common shares. Chad Boeding directly owns 220,000 common shares.
[F8]Each of EPIQ, the EPQ Funds, and Mr. Boeding disclaims beneficial ownership of the shares reported herein for purposes of Section 16 of the Securities Exchange Act of 1934 except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.

Documents

1 file

Applied Molecular Transport Inc.

CIK 0001801777

Entity typeother

IncorporatedDE