4//SEC Filing
Crockett Steven B 4
Accession 0001775189-23-000001
CIK 0001163668other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 3:32 PM ET
Size
11.4 KB
Accession
0001775189-23-000001
Insider Transaction Report
Form 4
Crockett Steven B
CFO and Treasurer
Transactions
- Exercise/Conversion
Stock Options (Right to Buy)
2022-12-30−3,000→ 0 totalExercise: $12.03Exp: 2022-12-31→ Common Stock (3,000 underlying) - Exercise/Conversion
Common Stock
2022-12-30$12.03/sh+3,000$36,090→ 31,543 total - Tax Payment
Common Stock
2022-12-30$27.93/sh−1,709$47,732→ 29,834 total - Tax Payment
Common Stock
2023-01-03$27.53/sh−695$19,133→ 29,139 total
Holdings
- 31,798(indirect: By ESOP)
Common Stock
Footnotes (4)
- [F1]The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions.
- [F2]Effective September 12, 2022, SPFI eliminated the SPFI stock fund as an investment alternative available under the City Bank 401(k) Plan (the "401(k) Plan"). As a result, the 226 shares of SPFI common stock the Reporting Person previously reported as beneficially owned under the 401(k) Plan were liquidated.
- [F3]Shares held by the South Plains Financial, Inc. Employee Stock Ownership Plan ("ESOP") and allocated to the Reporting Person's account.
- [F4]These were fully exercisable on date of grant.
Documents
Issuer
SOUTH PLAINS FINANCIAL, INC.
CIK 0001163668
Entity typeother
Related Parties
1- filerCIK 0001775189
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 3:32 PM ET
- Size
- 11.4 KB