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4//SEC Filing

Daley Adam 4

Accession 0001758766-24-000132

CIK 0001758766other

View on SEC.gov Company Profile

Filed

Jun 9, 8:00 PM ET

Accepted

Jun 10, 4:13 PM ET

Size

8.7 KB

Accession

0001758766-24-000132

Insider Transaction Report

Form 4

Period: 2024-06-07

Director

Transactions

Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2024-06-07+23,489→ 130,760 total
Exercise/Conversion
Restricted Stock Unit
2024-06-07−23,489→ 110,236 total
Exercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (23,489 underlying)

Holdings

Common Stock, Par Value $0.0001 Per Share
(indirect: By Trust)
96,251
Common Stock, Par Value $0.0001 Per Share
(indirect: By Trust)
92,776

Footnotes (3)

[F1]Held by Daley Investment Trust, of which the reporting person is a trustee.
[F2]Held by Daley Revocable Trust, of which the reporting person is a trustee.
[F3]On June 7, 2023, the reporting person was granted 23,489 RSUs vesting 100% on June 7, 2024.

Documents

1 file

4
wk-form4_1718050394.xmlPrimary
FORM 4

Issuer

STEM, INC.

CIK 0001758766

Entity typeother

Related Parties

1

filerCIK 0001821227

Filing Metadata

Form type: 4
Filed: Jun 9, 8:00 PM ET
Accepted: Jun 10, 4:13 PM ET
Size: 8.7 KB

View on SEC.gov