4//SEC Filing
BUSH WILLIAM JOHN 4
Accession 0001758766-24-000083
CIK 0001758766other
Filed
Apr 29, 8:00 PM ET
Accepted
Apr 30, 5:21 PM ET
Size
12.3 KB
Accession
0001758766-24-000083
Insider Transaction Report
Form 4
STEM, INC.STEM
BUSH WILLIAM JOHN
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2024-04-28+65,000→ 410,306 total - Exercise/Conversion
Restricted Stock Unit
2024-04-28−65,000→ 452,326 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (65,000 underlying) - Sale
Common Stock, Par Value $0.0001 Per Share
2024-04-30$1.87/sh−24,035$44,945→ 390,217 total - Exercise/Conversion
Restricted Stock Unit
2024-04-28−3,946→ 448,380 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (3,946 underlying) - Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2024-04-28+3,946→ 414,252 total
Footnotes (3)
- [F1]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
- [F2]On July 2, 2021, the reporting person was granted 65,000 RSUs vesting 100% on April 28, 2024.
- [F3]On July 2, 2021, the reporting person was granted 15,785 RSUs vesting in four equal annual installments beginning on April 28, 2022.
Documents
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001241516
Filing Metadata
- Form type
- 4
- Filed
- Apr 29, 8:00 PM ET
- Accepted
- Apr 30, 5:21 PM ET
- Size
- 12.3 KB