4//SEC Filing
BUSH WILLIAM JOHN 4
Accession 0001758766-24-000012
CIK 0001758766other
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 4:47 PM ET
Size
233.8 KB
Accession
0001758766-24-000012
Insider Transaction Report
Form 4
STEM, INC.STEM
BUSH WILLIAM JOHN
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2024-02-15+48,631→ 297,181 total - Sale
Common Stock, Par Value $0.0001 Per Share
2024-02-16$3.17/sh−20,367$64,563→ 276,814 total - Exercise/Conversion
Restricted Stock Unit
2024-02-15−48,631→ 540,772 totalExercise: $0.00→ Common Stock, Par Value $0.0001 Per Share (48,631 underlying) - Award
Stock Option (Right to Buy)
2024-02-15+64,320→ 64,320 totalExercise: $3.37Exp: 2034-02-15→ Common Stock, Par Value $0.0001 Per Share (64,320 underlying)
Footnotes (3)
- [F1]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
- [F2]On February 15, 2023, the reporting person was granted 147,368 RSUs vesting in three annual installments (33% / 33% / 34%) beginning on February 15, 2024.
- [F3]The option award vests in three annual installments (33% / 33% / 34%) beginning on February 15, 2025.
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001241516
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 4:47 PM ET
- Size
- 233.8 KB