4//SEC Filing
Daley Adam 4
Accession 0001758766-23-000101
CIK 0001758766other
Filed
Jun 19, 8:00 PM ET
Accepted
Jun 20, 4:19 PM ET
Size
228.7 KB
Accession
0001758766-23-000101
Insider Transaction Report
Form 4
STEM, INC.STEM
Daley Adam
Director
Transactions
- Exercise/Conversion
Restricted Stock Unit
2023-06-15−20,498→ 23,489 total→ Common Stock, Par Value $0.0001 Per Share (20,498 underlying) - Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2023-06-15+20,498→ 107,271 total
Holdings
- 92,776(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
- 96,251(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
Footnotes (4)
- [F1]Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 28, 2022 under the Stem, Inc. 2021 Equity Incentive Plan.
- [F2]Held by the Daley Investment Trust, of which the reporting person is a trustee.
- [F3]Held by Daley Revocable Trust, of which the reporting person is a trustee.
- [F4]On July 28, 2022, the reporting person was granted 20,498 RSUs vesting 100% on June 15, 2023.
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001821227
Filing Metadata
- Form type
- 4
- Filed
- Jun 19, 8:00 PM ET
- Accepted
- Jun 20, 4:19 PM ET
- Size
- 228.7 KB