4//SEC Filing
Daley Adam 4
Accession 0001758766-22-000191
CIK 0001758766other
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 5:09 PM ET
Size
228.7 KB
Accession
0001758766-22-000191
Insider Transaction Report
Form 4
STEM, INC.STEM
Daley Adam
Director
Transactions
- Sale
Common Stock, Par Value $0.0001 Per Share
2022-11-17$13.63/sh−75,000$1,022,220→ 171,251 total(indirect: By Trust) - Sale
Common Stock, Par Value $0.0001 Per Share
2022-11-18$13.57/sh−75,000$1,017,990→ 96,251 total(indirect: By Trust)
Holdings
- 86,773
Common Stock, Par Value $0.0001 Per Share
- 92,776(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
Footnotes (4)
- [F1]The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $13.35 to $13.82. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]Held by Daley Investment Trust, of which the Reporting Person is a trustee.
- [F3]The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $13.25 to $13.875. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]Held by Daley Revocable Trust, of which the Reporting Person is a trustee.
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001821227
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 5:09 PM ET
- Size
- 228.7 KB