4//SEC Filing
Daley Adam 4
Accession 0001758766-22-000074
CIK 0001758766other
Filed
Apr 28, 8:00 PM ET
Accepted
Apr 29, 7:17 AM ET
Size
228.6 KB
Accession
0001758766-22-000074
Insider Transaction Report
Form 4
STEM, INC.STEM
Daley Adam
Director
Transactions
- Exercise/Conversion
Restricted Stock Unit
2022-04-28−5,524→ 0 total→ Common Stock, Par Value $0.0001 Per Share (5,524 underlying) - Exercise/Conversion
Common Stock, Par Value $0.0001 Per Share
2022-04-28+5,524→ 106,773 total
Holdings
- 246,251(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
- 242,776(indirect: By Trust)
Common Stock, Par Value $0.0001 Per Share
Footnotes (4)
- [F1]Represents shares of common stock issued to the reporting person upon vesting of restricted stock units ("RSUs") that were issued to the reporting person on July 2, 2021 under the Stem, Inc. 2021 Equity Incentive Plan.
- [F2]Held by the Daley Investment Trust, of which the reporting person is a trustee.
- [F3]Held by Daley Revocable Trust, of which the reporting person is a trustee.
- [F4]On July 2, 2021, the reporting person was granted 5,524 RSUs vesting 100% on April 28, 2021.
Issuer
STEM, INC.
CIK 0001758766
Entity typeother
Related Parties
1- filerCIK 0001821227
Filing Metadata
- Form type
- 4
- Filed
- Apr 28, 8:00 PM ET
- Accepted
- Apr 29, 7:17 AM ET
- Size
- 228.6 KB