Eaton Craig L 4

4 · Bally's Corp · Filed Mar 3, 2026

AI-generated summary of this filing

Updated Mar 3, 2026

Bally's (BALY) SVP Craig L. Eaton Receives RSU Award; Shares Withheld

What Happened

Craig L. Eaton, Senior Vice President & Secretary of Bally's Corporation (BALY), had 8,267 restricted stock units (RSUs) vest on March 1, 2026. Those RSUs converted into 8,267 shares of common stock. The company retained 4,162 shares to satisfy tax-withholding obligations, valued at $14.22 per share for a total withholding of about $59,184. The net shares issued to Eaton were approximately 4,105 shares.
This was a routine vesting of awards (an A/M-type transaction for RSU conversion and withholding), not an open-market purchase or voluntary sale.

Key Details

Transaction date: March 1, 2026; Form 4 filed March 3, 2026 (timely).
Vesting: 8,267 RSUs converted to 8,267 shares; 4,162 shares withheld for taxes at $14.22/share (total ~$59,184).
Net shares issued to insider: ~4,105 shares (8,267 vested − 4,162 withheld).
Footnotes: RSUs represent the right to one share each (F2). Awards came from grants on March 10, 2023 (7,143 RSUs vesting in thirds 2024–2026) and March 1, 2024 (17,657 RSUs vesting in thirds 2025–2027) (F3, F4). F1 explains the company retained shares to satisfy tax withholding.
Shares owned after the transaction: not stated in the filing.

Context

These entries reflect RSU vesting and routine tax withholding, not a discretionary sale or buy; withholding is a common way companies satisfy payroll tax obligations on vested awards.
For retail investors, vesting events are compensatory and don’t necessarily indicate insider confidence or a change in view.

Form 4

Period: 2026-03-01

Senior VP & Secretary

Transactions

Exercise/Conversion
Common Stock
2026-03-01+8,267→ 171,671 total
Tax Payment
Common Stock
[F1]
2026-03-01$14.22/sh−4,162$59,184→ 167,509 total
Exercise/Conversion
Restricted Stock Unit
[F2][F3]
2026-03-01−2,381→ 0 total
→ Common Stock (2,381 underlying)
Exercise/Conversion
Restricted Stock Unit
[F2][F4]
2026-03-01−5,886→ 5,885 total
→ Common Stock (5,886 underlying)

Footnotes (4)

[F1]On March 1, 2026, 8,267 shares of Bally's Corporation (the "Company") restricted stock units vested. The Company retained 4,162 shares on that date to satisfy certain tax withholding obligations in connection with the vesting.
[F2]Each restricted stock unit represents the right to receive one share of Bally's Corporation common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
[F3]On March 10, 2023, the reporting person was granted 7,143 restricted stock units which will vest in three equal installments on March 1, 2024, 2025 and 2026.
[F4]On March 1, 2024, the reporting person was granted 17,657 restricted stock units which will vest in three equal installments on March 1, 2025, 2026 and 2027.

Signature

/s/ Victoria Ellis, Attorney-In-Fact|2026-03-03

1 file