Cromley Brent R. Jr. 4
4 · ZUORA INC · Filed Oct 2, 2020
Insider Transaction Report
Form 4
ZUORA INCZUO
Cromley Brent R. Jr.
See Remarks
Transactions
- Exercise/Conversion
Class A Common Stock
2020-09-30+1,250→ 13,705 total - Sale
Class A Common Stock
2020-10-01$10.31/sh−2,198$22,654→ 16,507 total - Exercise/Conversion
Restricted Stock Units (RSU)(Class A)
2020-09-30−1,250→ 12,500 total→ Class A Common Stock (1,250 underlying) - Exercise/Conversion
Class A Common Stock
2020-09-30+5,000→ 18,705 total - Exercise/Conversion
Restricted Stock Units (RSU)(Class A)
2020-09-30−5,000→ 70,000 total→ Class A Common Stock (5,000 underlying)
Footnotes (4)
- [F1]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon settlement for no consideration.
- [F2]The RSU vests over four years, with 1/16 of the shares underlying the initial grant vesting on June 30, 2019 and the remaining shares vesting as to 1/16 of the award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
- [F3]RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
- [F4]The RSU vests over four years, with 1/16 of the shares underlying the initial grant vesting on June 30, 2020 and the remaining shares vesting as to 1/16 of the award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.