4//SEC Filing
RUSSELL MARK A 4
Accession 0001731289-23-000002
CIK 0001731289other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 6:01 PM ET
Size
17.5 KB
Accession
0001731289-23-000002
Insider Transaction Report
Form 4
Nikola CorpNKLA
RUSSELL MARK A
DirectorPresident and CEO10% Owner
Transactions
- Sale
Common Stock
2022-12-29$2.34/sh−1,500$3,504→ 2,033,417 total - Sale
Common Stock
2022-12-30$2.21/sh−1,500$3,309→ 2,033,417 total - Sale
Common Stock
2022-12-30$2.21/sh−73,500$162,582→ 1,959,917 total - Exercise/Conversion
Stock Option (right to buy)
2022-12-30−75,000→ 3,052,185 totalExercise: $1.06Exp: 2029-02-26→ Common Stock (75,000 underlying) - Exercise/Conversion
Common Stock
2022-12-29$1.06/sh+75,000$79,500→ 2,034,917 total - Sale
Common Stock
2022-12-29$2.34/sh−73,500$171,917→ 1,959,917 total - Exercise/Conversion
Common Stock
2022-12-30$1.06/sh+75,000$79,500→ 2,034,917 total - Exercise/Conversion
Stock Option (right to buy)
2022-12-29−75,000→ 3,127,185 totalExercise: $1.06Exp: 2029-02-26→ Common Stock (75,000 underlying)
Footnotes (6)
- [F1]The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- [F2]This transaction was executed in multiple trades at prices ranging from $2.30 to $2.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F3]This transaction was executed in multiple trades at prices ranging from $2.29 to $2.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F4]This transaction was executed in multiple trades at prices ranging from $2.12 to $2.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F5]This transaction was executed in multiple trades at prices ranging from $2.12 to $2.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F6]Option is fully vested and exercisable.
Documents
Issuer
Nikola Corp
CIK 0001731289
Entity typeother
Related Parties
1- filerCIK 0001389418
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 6:01 PM ET
- Size
- 17.5 KB