Broadcom Inc.·4

Mar 18, 8:29 PM ET

Brazeal Mark David 4

4 · Broadcom Inc. · Filed Mar 18, 2026

Research Summary

AI-generated summary of this filing

Updated

Broadcom (AVGO) Chief Legal Officer Mark Brazeal Sells 83,682 Shares

What Happened
Mark D. Brazeal, Broadcom’s Chief Legal & Corporate Affairs Officer, disposed of a total of 83,682 shares in a series of transactions on March 16–17, 2026. The aggregated proceeds reported are approximately $27,061,693. The sales were reported as open-market/private dispositions and, per the filing, were automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs).

Key Details

  • Transaction dates: March 16–17, 2026; Form 4 filed March 18, 2026 (no late filing indicated).
  • Total shares sold: 83,682; total proceeds: ≈ $27.06 million.
  • Reported per-transaction weighted average prices ranged in the filing rows (examples): $320.83 to $328.84 on Mar 16 and $317.97 to $326.67 on Mar 17. Detailed trade-by-trade price ranges in footnotes span roughly $317.37 to $329.14 per share.
  • Purpose: Footnote F1 states the shares were sold automatically to cover RSU withholding taxes. Footnote F3 notes inclusion of 140,000 RSUs in the awards context. Additional footnotes (F10–F21, etc.) indicate transactions executed in multiple trades across specified price ranges.
  • Shares owned after the transactions: not specified in the provided filing excerpt.

Context
These sales are described as tax-withholding dispositions of vested RSUs (routine administrative transactions), which differ from voluntary open-market sales intended to raise cash or signal a view on the company. For retail investors, routine RSU withholding is common and generally not viewed as a directional insider investment signal.

Insider Transaction Report

Form 4
Period: 2026-03-16
Brazeal Mark David
Chief Legal & Corp Affairs Ofc
Transactions
  • Sale

    Common Stock, $0.001 par value

    [F1][F2][F3]
    2026-03-16$320.83/sh80$25,666361,743 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F4][F3]
    2026-03-16$322.12/sh240$77,309361,503 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F5][F3]
    2026-03-16$323.16/sh2,707$874,786358,796 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F6][F3]
    2026-03-16$324.24/sh4,383$1,421,148354,413 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F7][F3]
    2026-03-16$324.98/sh6,007$1,952,161348,406 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F8][F3]
    2026-03-16$326.10/sh5,633$1,836,904342,773 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F9][F3]
    2026-03-16$327.16/sh5,398$1,766,020337,375 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F10][F3]
    2026-03-16$328.17/sh7,986$2,620,790329,389 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F11][F3]
    2026-03-16$328.84/sh760$249,919328,629 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F12][F3]
    2026-03-17$317.97/sh4,283$1,361,866324,346 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F13][F3]
    2026-03-17$318.76/sh4,757$1,516,351319,589 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F14][F3]
    2026-03-17$319.96/sh8,185$2,618,840311,404 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F15][F3]
    2026-03-17$320.80/sh7,671$2,460,857303,733 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F16][F3]
    2026-03-17$321.89/sh6,894$2,219,130296,839 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F17][F3]
    2026-03-17$322.82/sh7,289$2,353,013289,550 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F18][F3]
    2026-03-17$323.78/sh3,350$1,084,653286,200 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F19][F3]
    2026-03-17$324.82/sh4,424$1,436,990281,776 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F20][F3]
    2026-03-17$325.89/sh2,781$906,311278,995 total
  • Sale

    Common Stock, $0.001 par value

    [F1][F21][F3]
    2026-03-17$326.67/sh854$278,979278,141 total
Footnotes (21)
  • [F1]Shares were sold through automatic transactions to cover withholding taxes due upon vesting of restricted stock units (RSUs) as required under the relevant RSU awards. The prices reported in column 4 above reflect the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in the following footnotes.
  • [F10]Transaction executed in multiple trades at prices ranging from $327.67 to $328.66 per share.
  • [F11]Transaction executed in multiple trades at prices ranging from $328.67 to $329.14 per share.
  • [F12]Transaction executed in multiple trades at prices ranging from $317.37 to $318.34 per share.
  • [F13]Transaction executed in multiple trades at prices ranging from $318.37 to $319.28 per share.
  • [F14]Transaction executed in multiple trades at prices ranging from $319.37 to $320.36 per share.
  • [F15]Transaction executed in multiple trades at prices ranging from $320.37 to $321.36 per share.
  • [F16]Transaction executed in multiple trades at prices ranging from $321.37 to $322.36 per share.
  • [F17]Transaction executed in multiple trades at prices ranging from $322.37 to $323.36 per share.
  • [F18]Transaction executed in multiple trades at prices ranging from $323.37 to $324.32 per share.
  • [F19]Transaction executed in multiple trades at prices ranging from $324.37 to $325.36 per share.
  • [F2]Transaction executed in multiple trades at prices ranging from $320.37 to $321.29 per share.
  • [F20]Transaction executed in multiple trades at prices ranging from $325.39 to $326.32 per share.
  • [F21]Transaction executed in multiple trades at prices ranging from $326.42 to $326.94 per share.
  • [F3]Includes 140,000 RSUs.
  • [F4]Transaction executed in multiple trades at prices ranging from $321.61 to $322.50 per share.
  • [F5]Transaction executed in multiple trades at prices ranging from $322.61 to $323.58 per share.
  • [F6]Transaction executed in multiple trades at prices ranging from $323.63 to $324.62 per share.
  • [F7]Transaction executed in multiple trades at prices ranging from $324.63 to $325.62 per share.
  • [F8]Transaction executed in multiple trades at prices ranging from $325.67 to $326.65 per share.
  • [F9]Transaction executed in multiple trades at prices ranging from $326.67 to $327.66 per share.
Signature
/s/ Noelle Matteson, Attorney-in-Fact for Mark Brazeal|2026-03-18

Documents

1 file
  • 4
    wk-form4_1773880145.xmlPrimary

    FORM 4