4//SEC Filing
Kuhn Robert Wade Jr. 4
Accession 0001721742-18-000001
CIK 0001038773other
Filed
Sep 9, 8:00 PM ET
Accepted
Sep 10, 10:57 AM ET
Size
12.3 KB
Accession
0001721742-18-000001
Insider Transaction Report
Form 4
Kuhn Robert Wade Jr.
Regional President - SmartBank
Transactions
- Exercise/Conversion
Common Stock
2018-09-06$11.76/sh+17,000$199,920→ 17,510 total - Exercise/Conversion
Common Stock
2018-09-06$11.76/sh+17,000$199,920→ 34,510 total - Sale
Common Stock
2018-09-06$24.00/sh−34,000$816,000→ 510 total - Exercise/Conversion
Stock Option
2018-09-06−17,000→ 0 totalExercise: $11.76From: 2009-01-27Exp: 2019-01-27→ Common Stock (17,000 underlying) - Exercise/Conversion
Stock Option
2018-09-06−17,000→ 0 totalExercise: $11.76From: 2010-02-01Exp: 2020-02-01→ Common Stock (17,000 underlying)
Footnotes (2)
- [F1]Received in exchange for 20,000 options to purchase shares of Capstone Bancshares, Inc. common stock in connection with the merger of Capstone Bancshares, Inc. with and into SmartFinancial, Inc. (the "Merger").
- [F2]Received in exchange for 20,000 options to purchase shares of Capstone Bancshares, Inc. common stock in connection with the Merger.
Documents
Issuer
SMARTFINANCIAL INC.
CIK 0001038773
Entity typeother
Related Parties
1- filerCIK 0001721742
Filing Metadata
- Form type
- 4
- Filed
- Sep 9, 8:00 PM ET
- Accepted
- Sep 10, 10:57 AM ET
- Size
- 12.3 KB