4//SEC Filing
Kuhn Robert Wade Jr. 4
Accession 0001721561-17-000002
CIK 0001038773other
Filed
Nov 2, 8:00 PM ET
Accepted
Nov 3, 3:37 PM ET
Size
9.7 KB
Accession
0001721561-17-000002
Insider Transaction Report
Form 4
Kuhn Robert Wade Jr.
Regional President - SmartBank
Transactions
- Award
Stock Option
2017-11-01+17,000→ 17,000 totalExercise: $11.76From: 2009-01-27Exp: 2019-01-27→ Common Stock (17,000 underlying) - Award
Stock Option
2017-11-01+17,000→ 17,000 totalExercise: $11.76From: 2010-02-01Exp: 2020-02-01→ Common Stock (17,000 underlying) - Award
Common Stock
2017-11-01+510→ 510 total
Footnotes (3)
- [F1]Received in exchange for 600 shares of Capstone Bancshares, Inc. common stock in connection with the merger of Capstone Bancshares, Inc. with and into SmartFinancial, Inc. (the "Merger"). On the effective date of the Merger, the last known purchase price of Capstone Bancshares, Inc.'s common stock was $11.05 per share, and the closing price of SmartFinancial, Inc.'s common stock was $23.26 per share.
- [F2]Received in exchange for 20,000 options to purchase shares of Capstone Bancshares, Inc. common stock in connection with the Merger.
- [F3]Received in exchange for 20,000 options to purchase shares of Capstone Bancshares, Inc. common stock in connection with the Merger.
Documents
Issuer
SMARTFINANCIAL INC.
CIK 0001038773
Entity typeother
Related Parties
1- filerCIK 0001721742
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 8:00 PM ET
- Accepted
- Nov 3, 3:37 PM ET
- Size
- 9.7 KB