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4//SEC Filing

Brombach Theodore J 4

Accession 0001718218-24-000005

CIK 0001703079other
View on SEC.govCompany Profile

Filed

May 9, 8:00 PM ET

Accepted

May 10, 4:48 PM ET

Size

11.7 KB

Accession

0001718218-24-000005

Insider Transaction Report

Form 4
Period: 2024-05-09
XAI Octagon Floating Rate & Alternative Income TrustXFLT
Brombach Theodore J
DirectorPresident & CEO
Transactions
  • Purchase

    Common Shares of Beneficial Ownership

    2024-05-09$7.13/sh+3,417$24,363→ 23,950.74 total(indirect: By LLC)
  • Purchase

    Common Shares of Beneficial Ownership

    2024-05-10$7.13/sh+3,450$24,599→ 27,400.74 total(indirect: By LLC)
Holdings

  • Common Shares of Beneficial Ownership

    484,646

  • Common Shares of Beneficial Ownership

    (indirect: By LLC)
    10,250
Footnotes (1)
  • [F1]Includes 1,207.18 shares acquired under the XLFT dividend reinvestment plan for XMS Holdings LLC

Documents

2 files

Issuer

XAI Octagon Floating Rate & Alternative Income Trust

CIK 0001703079

→
Entity typeother

Related Parties

1
  • filerCIK 0001718218

Filing Metadata

Form type
4
Filed
May 9, 8:00 PM ET
Accepted
May 10, 4:48 PM ET
Size
11.7 KB
View on SEC.gov