Spence John Yogi 4
4 · XAI Octagon Floating Rate & Alternative Income Trust · Filed Feb 21, 2025
Insider Transaction Report
Form 4
Spence John Yogi
Vice President
Transactions
- Purchase
Common Shares of Beneficial Ownership
2025-02-21$6.38/sh+2,000$12,760→ 551,806.094 total
Holdings
- 20,977.01(indirect: By LLC)
Common Shares of Beneficial Ownership
- 10,250(indirect: By LLC)
Common Shares of Beneficial Ownership
- 800.45(indirect: By Spouse)
Common Shares of Beneficial Ownership
Footnotes (2)
- [F1]Mr. Spence may be deemed to beneficially own shares owned by XMS Holdings, LLC due to his control of XMS Holdings, LLC
- [F2]Mr. Spence may be deemed to beneficially own shares owned by XA Investments, LLC due to his control of XA Investments, LLC