Spence John Yogi 4
4 · XAI Octagon Floating Rate & Alternative Income Trust · Filed Feb 19, 2025
Insider Transaction Report
Form 4
Spence John Yogi
Vice President
Transactions
- Purchase
Common Shares of Beneficial Ownership
2025-02-19$6.41/sh+3,000$19,229→ 549,806.094 total
Holdings
- 20,977.01(indirect: By LLC)
Common Shares of Beneficial Ownership
- 10,250(indirect: By LLC)
Common Shares of Beneficial Ownership
- 800.45(indirect: By Spouse)
Common Shares of Beneficial Ownership
Footnotes (3)
- [F1]Shares beneficially owned reflect 551.97 received through the XFLT Dividend Reinvestment Plan. Mr. Spence may be deemed to beneficially own shares owned by XMS Holdings, LLC due to his control of XMS Holdings, LLC
- [F2]Mr. Spence may be deemed to beneficially own shares owned by XA Investments, LLC due to his control of XA Investments, LLC
- [F3]Shares owned by spouse include 18.399 shares received through the XFLT Dividend Reinvestment Plan