4//SEC Filing
Spence John Yogi 4
Accession 0001718133-25-000004
CIK 0001703079other
Filed
Jan 12, 7:00 PM ET
Accepted
Jan 13, 4:55 PM ET
Size
7.9 KB
Accession
0001718133-25-000004
Insider Transaction Report
Form 4
Spence John Yogi
Vice President
Transactions
- Other
Common Shares of Beneficial Ownership
2024-12-18−6,052→ 20,733.94 total(indirect: By LLC)
Holdings
- 546,806.094
Common Shares of Beneficial Ownership
- 791.18(indirect: By Spouse)
Common Shares of Beneficial Ownership
- 10,250(indirect: By LLC)
Common Shares of Beneficial Ownership
Footnotes (3)
- [F1]Shares were transferred by XMS Holdings LLC pursuant to a compensatory award to certain employees. Shares beneficially owned reflect 1,288.18 received through the XFLT Dividend Reinvestment Plan. Mr. Spence may be deemed to beneficially own shares owned by XMS Holdings, LLC due to his control of XMS Holdings, LLC.
- [F2]Mr. Spence may be deemed to beneficially own shares owned by XA Investments, LLC due to his control of XA Investments, LLC.
- [F3]Shares owned by spouse include 9.124 shares received through the XFLT Dividend Reinvestment Plan.
Documents
Issuer
XAI Octagon Floating Rate & Alternative Income Trust
CIK 0001703079
Entity typeother
Related Parties
1- filerCIK 0001718133
Filing Metadata
- Form type
- 4
- Filed
- Jan 12, 7:00 PM ET
- Accepted
- Jan 13, 4:55 PM ET
- Size
- 7.9 KB