4//SEC Filing
Oddie Andrew David 4
Accession 0001704711-25-000022
CIK 0001704711other
Filed
Mar 9, 8:00 PM ET
Accepted
Mar 10, 7:49 PM ET
Size
15.0 KB
Accession
0001704711-25-000022
Insider Transaction Report
Form 4
Funko, Inc.FNKO
Oddie Andrew David
CHIEF COMMERCIAL OFFICER
Transactions
- Exercise/Conversion
CLASS A COMMON STOCK
2025-03-06+6,881→ 27,067 total - Sale
CLASS A COMMON STOCK
2025-03-10$8.13/sh−2,563$20,839→ 25,336 total - Sale
CLASS A COMMON STOCK
2025-03-07$8.87/sh−3,867$34,314→ 23,200 total - Exercise/Conversion
CLASS A COMMON STOCK
2025-03-08+4,699→ 27,899 total - Exercise/Conversion
Restricted Stock Units
2025-03-06−6,881→ 13,763 total→ CLASS A COMMON STOCK (6,881 underlying) - Exercise/Conversion
Restricted Stock Units
2025-03-08−4,699→ 4,700 total→ CLASS A COMMON STOCK (4,699 underlying)
Footnotes (7)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
- [F2]Shares were sold to cover taxes upon the vesting of RSUs pursuant to a Rule 10b5-1 instruction letter entered into in June 2019.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.87 to $8.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.115 to $8.14, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F5]The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
- [F6]The 27,525 RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
- [F7]On March 8, 2022, the Reporting Person was granted 18,798 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
Documents
Issuer
Funko, Inc.
CIK 0001704711
Entity typeother
Related Parties
1- filerCIK 0001926483
Filing Metadata
- Form type
- 4
- Filed
- Mar 9, 8:00 PM ET
- Accepted
- Mar 10, 7:49 PM ET
- Size
- 15.0 KB