4//SEC Filing
Sauve Thomas M. 4
Accession 0001697936-21-000003
CIK 0001590715other
Filed
Apr 28, 8:00 PM ET
Accepted
Apr 29, 1:58 PM ET
Size
17.6 KB
Accession
0001697936-21-000003
Insider Transaction Report
Form 4
Sauve Thomas M.
DirectorPresident10% Owner
Transactions
- Exercise/Conversion
Class A Common Stock
2021-04-28$1.50/sh+886$1,329→ 10,287 total(indirect: By LLC) - Exercise/Conversion
Class A Common Stock
2021-04-28$1.05/sh+58,127$61,033→ 4,394,137 total - Conversion
Convertible Debt
2021-04-28$1.05/sh→ 0 total(indirect: By LLC)Exercise: $1.05→ Class A Common Stock (9,401 underlying) - Exercise/Conversion
Class A Common Stock
2021-04-28$1.05/sh+9,401$9,871→ 10,287 total(indirect: By LLC) - Conversion
Convertible Debt
2021-04-28$1.05/sh→ 0 totalExercise: $1.05→ Class A Common Stock (58,127 underlying) - Exercise of In-Money
Warrant
2021-04-28$1.50/sh−886$1,329→ 0 total(indirect: By LLC)Exercise: $1.50From: 2020-06-01Exp: 2022-06-01→ Class A Common Stock (886 underlying)
Holdings
- 49,701(indirect: By LLC)
Class A Common Stock
Footnotes (11)
- [F1]Represents conversion of convertible debt held by Reporting Person.
- [F10]Entity for which Reporting Person is a beneficial owner exercised all of its Warrants held in Issuer.
- [F11]Warrant exercisable into Class A Common Stock of American Resources Corporation at an exercise price of $1.50 per share any time up until the expiration date at discretion of the holder.
- [F2]Represents conversion of convertible debt held indirectly by Reporting Person.
- [F3]Represents exercise of warrants held indirectly by Reporting Person.
- [F4]Reporting Person converted all of its Convertible Debt and accrued interest held in Issuer.
- [F5]Represents conversion of convertible debt and accrued interest held by Reporting Person.
- [F6]Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures on 04/14/2022.
- [F7]Entity for which Reporting Person is a beneficial owner converted all of its Convertible Debt and accrued interest held in Issuer.
- [F8]Represents conversion of convertible debt and accrued interest held indirectly by Reporting Person.
- [F9]Convertible debt convertible into Class A Common Shares of American Resources Corporation at $1.05 per share at discretion of holder. Convertible debt matures earliest on 06/01/2022.
Documents
Issuer
American Resources Corp
CIK 0001590715
Entity typeother
Related Parties
1- filerCIK 0001697936
Filing Metadata
- Form type
- 4
- Filed
- Apr 28, 8:00 PM ET
- Accepted
- Apr 29, 1:58 PM ET
- Size
- 17.6 KB