4//SEC Filing
Franklin Michael Andrew 4
Accession 0001697904-25-000009
CIK 0001527541other
Filed
Sep 29, 8:00 PM ET
Accepted
Sep 30, 4:14 PM ET
Size
8.1 KB
Accession
0001697904-25-000009
Insider Transaction Report
Form 4
Transactions
- Sale
Series D Cumulative Convertible Preferred Stock
2025-09-29$36.25/sh−555$20,119→ 0 totalExercise: $85478400.00→ Common Stock (0 underlying)
Holdings
7.00% Senior Subordinated Convertible Notes due 2031
Exercise: $4.91Exp: 2031-12-31→ Common Stock (5,359 underlying)
Footnotes (4)
- [F1]Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into approximately 0.0000003 shares of the Issuer's common stock (a conversion price of $85,478,400 per share of common stock).
- [F2]Series D Preferred Stock has no expiration date.
- [F3]The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of approximately $4.91 per share (approximately 5.10 common shares for each $25.00 of principal amount of the Notes being converted).
- [F4]Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's Series B Convertible Preferred Stock ("Series B Preferred Stock") or in shares of Series D Preferred Stock, in each case as set forth in the Notes. The number of shares of the Issuer's common stock indicated in the Table is based on the outstanding principal amount of the Notes held by the Reporting Person.
Documents
Issuer
Wheeler Real Estate Investment Trust, Inc.
CIK 0001527541
Entity typeother
Related Parties
1- filerCIK 0001697904
Filing Metadata
- Form type
- 4
- Filed
- Sep 29, 8:00 PM ET
- Accepted
- Sep 30, 4:14 PM ET
- Size
- 8.1 KB