APPLIED OPTOELECTRONICS, INC.·4

Mar 23, 4:02 PM ET

Kuo David C 4

4 · APPLIED OPTOELECTRONICS, INC. · Filed Mar 23, 2026

Research Summary

AI-generated summary of this filing

Updated

Applied Optoelectronics (AAOI) SVP & CLO David Kuo Sells 29,000 Shares

What Happened

  • David C. Kuo, Senior Vice President and Chief Legal Officer of Applied Optoelectronics, sold 29,000 shares of AAOI stock in open‑market transactions on March 19, 2026. The weighted average sale price reported is $100.13 per share, for a total of approximately $2,903,700.

Key Details

  • Transaction type: Sale (code S) — open market/private sale reported as multiple trades.
  • Transaction date: March 19, 2026; Form 4 filed March 23, 2026 (filed within the two‑business‑day window).
  • Price details: Weighted average $100.13; actual sale prices ranged from $100.00 to $100.44 per share (see footnote).
  • Shares disposed: 29,000; total proceeds ≈ $2,903,700.
  • Shares owned after transaction: Not specified in the provided filing excerpt.
  • Footnote: The sales occurred in multiple transactions on March 19. The reporting person will provide per‑trade quantities/prices upon request by SEC staff, the issuer, or a security holder.

Context

  • This is a straightforward sale by a company officer. Sales are common and do not, by themselves, indicate the insider’s view of the company’s prospects. The filing appears timely under Form 4 rules (filed within two business days).

Insider Transaction Report

Form 4
Period: 2026-03-19
Kuo David C
*** See Remarks
Transactions
  • Sale

    Common Stock, $.001 par value

    [F1]
    2026-03-19$100.13/sh29,000$2,903,70082,663 total
Footnotes (1)
  • [F1]The shares were sold in multiple transactions on March 19, 2026 at actual sale prices ranging from $100.00 to $100.44 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.
Signature
/s/ David C. Kuo|2026-03-23

Documents

1 file
  • 4
    ownership.xmlPrimary