APPLIED OPTOELECTRONICS, INC.·4

Mar 10, 4:43 PM ET

Yeh Shu-Hua (Joshua) 4

4 · APPLIED OPTOELECTRONICS, INC. · Filed Mar 10, 2026

Research Summary

AI-generated summary of this filing

Updated

AAOI Insider Yeh Shu‑Hua Sells 50,000 Shares

What Happened

  • Yeh Shu‑Hua (Joshua), an insider of Applied Optoelectronics, sold 50,000 shares on March 9, 2026. The filing reports a weighted average sale price of $97.10 per share for total proceeds of approximately $4,854,880.
  • This was a sale (S) — not a purchase — and therefore is generally considered a disposition of holdings rather than a bullish signal.

Key Details

  • Transaction date: March 9, 2026. Filing date: March 10, 2026 (timely).
  • Price details: Weighted average $97.10; individual sale prices ranged from $94.670 to $99.332 per share across multiple transactions.
  • Amount: 50,000 shares sold; proceeds ≈ $4,854,880.
  • Footnote: Sales were made pursuant to a Rule 10b5‑1 trading plan adopted December 9, 2025. The reporting person will provide per‑transaction share counts/prices upon request by SEC staff, the issuer, or a security holder.
  • Shares owned after the transaction: Not provided in the excerpt; see the Form 4 for full holdings information.

Context

  • Trades under a 10b5‑1 plan are pre‑scheduled and commonly used by insiders to sell shares without running afoul of insider trading rules; they do not necessarily reflect the insider’s current view of the company.
  • This was an outright sale (S) of stock; no options exercises, awards, or gifts were reported in this transaction.

Insider Transaction Report

Form 4
Period: 2026-03-09
Yeh Shu-Hua (Joshua)
*** See Remarks
Transactions
  • Sale

    Common Stock, $.001 par value

    [F1]
    2026-03-09$97.10/sh50,000$4,854,880322,051 total
Footnotes (1)
  • [F1]These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 9, 2025. The shares were sold in multiple transactions at actual sale prices ranging from $94.670 to $99.332 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh|2026-03-10

Documents

1 file
  • 4
    ownership.xmlPrimary