Yeh Shu-Hua (Joshua) 4
4 · APPLIED OPTOELECTRONICS, INC. · Filed Mar 10, 2026
Research Summary
AI-generated summary of this filing
AAOI Insider Yeh Shu‑Hua Sells 50,000 Shares
What Happened
- Yeh Shu‑Hua (Joshua), an insider of Applied Optoelectronics, sold 50,000 shares on March 9, 2026. The filing reports a weighted average sale price of $97.10 per share for total proceeds of approximately $4,854,880.
- This was a sale (S) — not a purchase — and therefore is generally considered a disposition of holdings rather than a bullish signal.
Key Details
- Transaction date: March 9, 2026. Filing date: March 10, 2026 (timely).
- Price details: Weighted average $97.10; individual sale prices ranged from $94.670 to $99.332 per share across multiple transactions.
- Amount: 50,000 shares sold; proceeds ≈ $4,854,880.
- Footnote: Sales were made pursuant to a Rule 10b5‑1 trading plan adopted December 9, 2025. The reporting person will provide per‑transaction share counts/prices upon request by SEC staff, the issuer, or a security holder.
- Shares owned after the transaction: Not provided in the excerpt; see the Form 4 for full holdings information.
Context
- Trades under a 10b5‑1 plan are pre‑scheduled and commonly used by insiders to sell shares without running afoul of insider trading rules; they do not necessarily reflect the insider’s current view of the company.
- This was an outright sale (S) of stock; no options exercises, awards, or gifts were reported in this transaction.
Insider Transaction Report
Form 4
Yeh Shu-Hua (Joshua)
*** See Remarks
Transactions
- Sale
Common Stock, $.001 par value
[F1]2026-03-09$97.10/sh−50,000$4,854,880→ 322,051 total
Footnotes (1)
- [F1]These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 9, 2025. The shares were sold in multiple transactions at actual sale prices ranging from $94.670 to $99.332 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold during each transaction.
Signature
/s/ David C. Kuo, attorney in fact for Shu-Hua (Joshua) Yeh|2026-03-10