Home/Filings/4/0001683168-23-008940
4//SEC Filing

Hancock Richard B 4

Accession 0001683168-23-008940

CIK 0000704562other

Filed

Dec 17, 7:00 PM ET

Accepted

Dec 18, 7:31 PM ET

Size

11.8 KB

Accession

0001683168-23-008940

Insider Transaction Report

Form 4
Period: 2023-12-14
Transactions
  • Purchase

    Common Stock, $0.001 par value

    2023-12-15$5.86/sh+23,000$134,73478,760 total
  • Exercise/Conversion

    Restricted Stock Units

    2023-12-149,6127,014 total
    Common Stock (9,612 underlying)
  • Exercise/Conversion

    Common Stock, $0.001 par value

    2023-12-14+9,61255,760 total
  • Award

    Restricted Stock Units

    2023-12-14+26,75633,770 total
    Common Stock (26,756 underlying)
Footnotes (5)
  • [F1]Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting, one share of the Issuer's Common Stock.
  • [F2]Represents a weighted average purchase price per share. These shares were purchased at prices ranging from $5.825 to $5.90. The Reporting Person has provided to the Issuer, and hereby undertakes to provide the SEC staff or a security holder of the Issuer, upon request, information regarding the number of shares purchased at each respective price within the range set forth in this footnote.
  • [F3]RSUs granted to the reporting person on December 14, 2022 pursuant to the Issuer's non-employee director compensation program fully vested on December 14, 2023.
  • [F4]Annual equity award grant pursuant to the Issuer's non-employee director compensation program.
  • [F5]RSUs granted to the reporting person on December 14, 2023 shall fully vest on December 14, 2024, subject to the reporting person's continuous service to the Issuer on such vesting date.

Documents

1 file

Issuer

Avid Bioservices, Inc.

CIK 0000704562

Entity typeother

Related Parties

1
  • filerCIK 0001723288

Filing Metadata

Form type
4
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 7:31 PM ET
Size
11.8 KB