Cozad Jeffrey Alley 4
4 · Medicine Man Technologies, Inc. · Filed Dec 9, 2021
Insider Transaction Report
Form 4
Cozad Jeffrey Alley
Director10% Owner
Transactions
- Award
13% Senior Convertible Note Due 2026
2021-12-07$250000.00/sh+250,000$62,500,000,000→ 250,000 total(indirect: See Footnote)Exercise: $2.24From: 2021-12-07Exp: 2026-12-07→ Common Stock (111,608 underlying)
Footnotes (2)
- [F1]On December 7, 2021, the Issuer completed an offering of its 13% Senior Secured Convertible Notes due December 7, 2026 (the "Notes"). The Notes are convertible at any time at the option of the holder into shares of the Issuer's common stock. The foregoing description of the Notes does not purport to be complete and is subject to and qualified in its entirety by reference to the Form of Convertible Note included as Exhibit 4.2 and the indenture included as Exhibit 4.1 in the Issuer's Current Report on Form 8-K filed on December 9, 2021, which is incorporated by reference.
- [F2]Cozad Investments, L.P. (the "Holder") is the record holder of the reported shares. Mr. Cozad is the General Partner the Holder. Mr. Cozad disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.