ASPEN INSURANCE HOLDINGS LTD·4

Feb 13, 7:20 PM ET

Lillelund Thomas 4

4 · ASPEN INSURANCE HOLDINGS LTD · Filed Feb 13, 2018

Insider Transaction Report

Form 4
Period: 2018-02-09
Lillelund Thomas
CEO, Aspen Reinsurance
Transactions
  • Award

    Ordinary Shares

    2018-02-10+1,85316,920 total
  • Tax Payment

    Ordinary Shares

    2018-02-10$36.75/sh408$14,99416,512 total
  • Exercise/Conversion

    Restricted Share Units (2017 Grant)

    2018-02-101,8533,705 total
    Ordinary Shares (1,853 underlying)
  • Award

    Restricted Share Units (2018 Grant)

    2018-02-09+8,0008,000 total
    Ordinary Shares (8,000 underlying)
Footnotes (5)
  • [F1]Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.
  • [F2]Ordinary shares withheld in order to satisfy tax liability upon vesting of previously granted Restricted Share Units.
  • [F3]Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.
  • [F4]Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.
  • [F5]Represents 2018 Restricted Share Units granted on February 9, 2018 under our 2013 Share Incentive Plan, as amended. One-third of the 2018 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2018 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Documents

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