4//SEC Filing
Laube Lynne Marie 4
Accession 0001666071-22-000039
CIK 0001666071other
Filed
Apr 6, 8:00 PM ET
Accepted
Apr 7, 7:25 PM ET
Size
13.4 KB
Accession
0001666071-22-000039
Insider Transaction Report
Form 4
Cardlytics, Inc.CDLX
Laube Lynne Marie
DirectorChief Operating Officer
Transactions
- Exercise/Conversion
Common Stock
2022-04-05+6,622→ 362,440 total - Exercise/Conversion
Performance Stock Unit
2022-04-06−14,063→ 14,062 total→ Common Stock (14,063 underlying) - Exercise/Conversion
Common Stock
2022-04-06+14,063→ 376,503 total - Exercise/Conversion
Restricted Stock Unit
2022-04-05−6,622→ 19,868 total→ Common Stock (6,622 underlying)
Holdings
- 14,565(indirect: See Footnote)
Common Stock
- 14,565(indirect: See Footnote)
Common Stock
Footnotes (7)
- [F1]Represents the underlying vested shares of common stock of the Issuer which have not been delivered.
- [F2]The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Keegan George Allbright.
- [F3]The reportable securities are held by the 2013 Lynne Marie Laube GRAT fbo Hayley Marie Allbright.
- [F4]Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.
- [F5]The RSUs shall vest in equal amounts annually over four years on the anniversary of the date of grant, provided that the Reporting Person remains employed by the Issuer on such vesting date.
- [F6]Each performance stock unit ("PSU") represents a contingent right to receive one share of common stock of the Issuer, or at the election of the Issuer, its cash equivalent.
- [F7]On October 6, 2021 the Compensation Committee of the Issuer's Board of Directors certified that a target minimum number of advertisers with a specified billings threshold over a trailing 12-month period was achieved (the "Certification") resulting in the award of the tranche of the PSU grant related to achieving the advertiser count target ("advertiser tranche"). Fifty percent (50%) of the shares subject to the advertiser tranche of the awarded PSU vested upon the Certification, twenty-five percent (25%) of the shares subject to the advertiser tranche of the awarded PSU vested 6 months after the Certification, and twenty-five percent (25%) of the shares subject to the advertiser tranche of the awarded PSU will vest 12 months after the Certification, subject to continued service to the Issuer.
Documents
Issuer
Cardlytics, Inc.
CIK 0001666071
Entity typeother
Related Parties
1- filerCIK 0001730687
Filing Metadata
- Form type
- 4
- Filed
- Apr 6, 8:00 PM ET
- Accepted
- Apr 7, 7:25 PM ET
- Size
- 13.4 KB