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4//SEC Filing

Fetherman David L. 4

Accession 0001660412-18-000031

CIK 0000033488other

Filed

Jun 26, 8:00 PM ET

Accepted

Jun 27, 7:53 PM ET

Size

7.8 KB

Accession

0001660412-18-000031

Insider Transaction Report

Form 4
Period: 2018-06-26
Fetherman David L.
DirectorCEO and President
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2018-06-262,2664,534 total
    Common Stock (2,266 underlying)
  • Exercise/Conversion

    Common Stock

    2018-06-26+2,266110,295 total
Footnotes (3)
  • [F1]Restricted Stock Units (RSUs) converted into common stock on a one-for-one basis.
  • [F2]Each RSU represents a right to receive one share of ESCA common stock granted pursuant to the 2007 Escalade, Incorporated Incentive Plan ("Escalade 2007 Plan")
  • [F3]On February 26, 2016, the reporting person was granted 6,800 RSUs pursuant to the Escalade 2007 Plan, which RSUs were to vest one third on each of February 26, 2018, February 26, 2019, and February 26, 2020, provided that the reporting person is still employed by the Company as of such date and ESCA common stock has achieved certain performance tests which were established by the Company's Compensation Committee of its Board of Directors. The market performance tests were satisfied as of June 26, 2018, thereby resulting in the vesting of the first one third of the RSUs as of that date. The vested RSUs were settled in shares of ESCA common stock.

Issuer

ESCALADE INC

CIK 0000033488

Entity typeother

Related Parties

1
  • filerCIK 0001660416

Filing Metadata

Form type
4
Filed
Jun 26, 8:00 PM ET
Accepted
Jun 27, 7:53 PM ET
Size
7.8 KB