ASPEN INSURANCE HOLDINGS LTD·4

Feb 12, 3:28 PM ET

Cohen David Alan 4

4 · ASPEN INSURANCE HOLDINGS LTD · Filed Feb 12, 2019

Insider Transaction Report

Form 4
Period: 2019-02-08
Cohen David Alan
President and CUO Insurance
Transactions
  • Tax Payment

    Ordinary Shares

    2019-02-08$42.56/sh646$27,4947,956 total
  • Tax Payment

    Ordinary Shares

    2019-02-09$42.56/sh695$29,5799,345 total
  • Award

    Ordinary Shares

    2019-02-09+2,08410,040 total
  • Tax Payment

    Ordinary Shares

    2019-02-10$42.56/sh604$25,70610,519 total
  • Award

    Ordinary Shares

    2019-02-08+1,6438,602 total
  • Award

    Ordinary Shares

    2019-02-10+1,77811,123 total
  • Exercise/Conversion

    Restricted Share Units (2016 Grant)

    2019-02-081,6430 total
    Ordinary Shares (1,643 underlying)
  • Exercise/Conversion

    Restricted Share Units (2018 Grant)

    2019-02-092,0844,166 total
    Ordinary Shares (2,084 underlying)
  • Exercise/Conversion

    Restricted Share Units (2017 Grant)

    2019-02-101,7781,778 total
    Ordinary Shares (1,778 underlying)
Footnotes (8)
  • [F1]Ordinary shares acquired upon mandatory conversion of previously granted Restricted Share Units.
  • [F2]Ordinary shares withheld in order to satisfy tax liability in connection with previously granted 2016 Restricted Share Units.
  • [F3]Ordinary shares withheld in order to satisfy tax liability in connection with previously granted 2018 Restricted Share Units.
  • [F4]Ordinary shares withheld in order to satisfy tax liability in connection with previously granted 2017 Restricted Share Units.
  • [F5]Each Restricted Share Unit represents the right to receive one share of the Issuer's Ordinary Shares.
  • [F6]Represents 2016 Restricted Share Units granted on February 8, 2016 under our 2013 Share Incentive Plan, as amended. One-third of the 2016 Restricted Share Units vested annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2016 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.
  • [F7]Represents 2018 Restricted Share Units granted on February 9, 2018 under our 2013 Share Incentive Plan, as amended. One-third of the 2018 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2018 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.
  • [F8]Represents 2017 Restricted Share Units granted on February 10, 2017 under our 2013 Share Incentive Plan, as amended. One-third of the 2017 Restricted Share Units vests annually on the anniversary of the grant date over a three-year period, in each case subject to the Reporting Person's continued service. Upon vesting of the 2017 Restricted Share Units, the Reporting Person shall be entitled to receive a number of Ordinary Shares equal to the number of Restricted Share Units then vesting.

Documents

2 files