Rubin Shmuel 4
4 · LIGHTPATH TECHNOLOGIES INC · Filed Nov 21, 2025
Insider Transaction Report
Form 4
Rubin Shmuel
President & CEO
Transactions
- Exercise/Conversion
Class A common stock
2025-11-20+9,529→ 254,202 total - Award
Restricted stock units
2025-03-07+37,793→ 37,793 total→ Class A common stock (37,793 underlying) - Award
Restricted stock units
2025-11-18+13,127→ 13,127 total→ Class A common stock (13,127 underlying)
Footnotes (4)
- [F1]Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting. Shares were withheld to cover the employee's share of payroll taxes.
- [F2]Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
- [F3]The restricted stock units vest equally in three tranches, vesting on November 20, 2025, 2026 and 2027.
- [F4]The restricted stock units vest equally over a three year period, with the first vesting on November 18, 2026.