4//SEC Filing
Batesole Mike 4
Accession 0001654954-23-008976
CIK 0001876945other
Filed
Jul 9, 8:00 PM ET
Accepted
Jul 10, 9:40 AM ET
Size
13.0 KB
Accession
0001654954-23-008976
Insider Transaction Report
Form 4
TPCO Holding Corp.GRAMF
Batesole Mike
Chief Financial Officer
Transactions
- Disposition to Issuer
Common Shares
2023-07-07−413,402→ 0 total - Award
Restricted Stock Units
2023-07-07+150,000→ 270,006 total→ Common Shares (150,000 underlying) - Exercise/Conversion
Restricted Stock Units
2023-07-07−270,006→ 0 total→ Common Shares (270,006 underlying) - Exercise/Conversion
Common Shares
2023-07-07+270,006→ 528,367 total - Sale
Common Shares
2023-07-07$0.16/sh−114,965$18,245→ 413,402 total
Footnotes (6)
- [F1]Represents the issuance of Common Shares upon the vesting of restricted stock units ("RSUs"). RSUs convert into Common Shares on a one-for-one basis.
- [F2]The disposition of Common Shares is associated with tax obligations of the reporting person.
- [F3]Represents the disposition of Common Sharesin connection with the business combination (the "Business Combination") involving the Issuer, Gold Flora, LLC ("Gold Flora"), Stately Capital Corporation ("Stately"), Gold Flora Corporation ("Newco") and Golden Grizzly Bear LLC ("US Merger Sub") in accordance with the terms and conditions of a business combination agreement entered into among TPCO, Gold Flora, Stately, Newco and US Merger Sub dated February 21, 2023 and an agreement and plan of merger entered into by Newco, US Merger Sub and Gold Flora dated February 21, 2023. As part of the Business Combination, the Issuer, Stately and Newco amalgamated to form a new corporation (the "Resulting Issuer"), the Common Sharesof the Issuer were exchanged on a one-for-one basis for common shares of the Resulting Issuer, and the Resulting Issuer continued from British Columbia into the State of Delaware under the name "Gold Flora Corporation".
- [F4]Upon vesting, RSUs convert into Common Shares on a one-for-one basis.
- [F5]Represents the acceleration of vesting of Performance Stock Units ("PSUs") into RSUs in connection with the Business Combination.
- [F6]Represents the acceleration of vesting of RSUs into Common Shares in connection with the Business Combination.
Documents
Issuer
TPCO Holding Corp.
CIK 0001876945
Entity typeother
Related Parties
1- filerCIK 0001886583
Filing Metadata
- Form type
- 4
- Filed
- Jul 9, 8:00 PM ET
- Accepted
- Jul 10, 9:40 AM ET
- Size
- 13.0 KB