Home/Filings/4/0001654954-23-001278
4//SEC Filing

Auerbach Michael 4

Accession 0001654954-23-001278

CIK 0001876945other

Filed

Feb 2, 7:00 PM ET

Accepted

Feb 3, 4:07 PM ET

Size

7.6 KB

Accession

0001654954-23-001278

Insider Transaction Report

Form 4
Period: 2023-02-01
Transactions
  • Exercise/Conversion

    Common Shares

    2023-02-01+60723,722 total
  • Exercise/Conversion

    Restricted Stock Units

    2023-02-01607109,708 total
    Common Shares (607 underlying)
Holdings
  • Common Shares

    (indirect: See Footnote)
    6,654,334
Footnotes (3)
  • [F1]Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.
  • [F2]Consists of 6,606,845 Common Shares held by M3 DAAT LLC, 46,276 Common Shares held by Murphy Ofutt LCV LLC, 905 Common Shares held by Murphy Ofutt LLC and 308 Common Shares held by Murphy Ofutt Common LLC. Mr. Auerbach disclaims beneficial ownership over all of the shares held by these entities, except to the extent of his pecuniary interest.
  • [F3]On June 1, 2021, the reporting person was granted 24,271 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.

Issuer

TPCO Holding Corp.

CIK 0001876945

Entity typeother

Related Parties

1
  • filerCIK 0001746080

Filing Metadata

Form type
4
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 4:07 PM ET
Size
7.6 KB