Mitford Kathleen 4

4 · PTC INC. · Filed Nov 17, 2020

Form 4

Period: 2020-11-15

EVP, Products

Transactions

Exercise/Conversion
Restricted Stock Units
2020-11-15+3,571→ 3,571 total
→ Common Stock (3,571 underlying)
Exercise/Conversion
Restricted Stock Units
2020-11-15+1,266→ 0 total
→ Common Stock (1,266 underlying)
Exercise/Conversion
Restricted Stock Units
2020-11-15+96→ 0 total
→ Common Stock (96 underlying)
Exercise/Conversion
Restricted Stock Units
2020-11-15+1,785→ 0 total
→ Common Stock (1,785 underlying)
Exercise/Conversion
Restricted Stock Units
2020-11-15+310→ 619 total
→ Common Stock (310 underlying)
Exercise/Conversion
Common Stock
2020-11-15+15,754→ 47,082 total
Tax Payment
Common Stock
2020-11-15$97.21/sh−6,246$607,174→ 40,836 total
Exercise/Conversion
Restricted Stock Units
2020-11-15+1,303→ 0 total
→ Common Stock (1,303 underlying)
Exercise/Conversion
Restricted Stock Units
2020-11-15+755→ 0 total
→ Common Stock (755 underlying)
Exercise/Conversion
Restricted Stock Units
2020-11-15+2,431→ 0 total
→ Common Stock (2,431 underlying)
Exercise/Conversion
Restricted Stock Units
2020-11-15+4,051→ 8,102 total
→ Common Stock (4,051 underlying)
Exercise/Conversion
Restricted Stock Units
2020-11-15+186→ 0 total
→ Common Stock (186 underlying)

Holdings

Footnotes (13)

[F1]Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards
[F10]RSUs granted on February 11, 2020 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022.
[F11]Performance - based RSUs granted on February 11, 2020 that were earned for the FY20 performance period.
[F12]Performance - based RSUs granted on February 11, 2020 that were earned for the FY20 performance period.
[F13]This amount represents the total number of derivative securities beneficially owned of the class shown.
[F2]Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
[F3]RSUs granted on November 15, 2017 that vested on November 15, 2020.
[F4]Performance-based RSUs granted on November 15, 2017 that vested on November 15, 2020.
[F5]Performance-based RSUs granted on November 14, 2018 for the performance period ended September 30, 2020.
[F6]RSUs granted on November 14, 2018 that vested on November 15, 2020.
[F7]Performance based RSUs granted on November 21, 2019 that were earned for the FY20 performance period.
[F8]Performance based RSUs granted on November 21, 2019 that were earned for the FY20 performance period.
[F9]RSUs granted on November 21, 2019 that vest in three substantially equal installments on November 15, 2020, 2021 and 2022.

Documents

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