Knerr Steven Winfield 4
4 · ISSUER DIRECT CORP · Filed Nov 12, 2020
Insider Transaction Report
Form 4
Knerr Steven Winfield
Chief Financial Officer
Transactions
- Sale
Common Stock
2020-11-09$21.55/sh−2,500$53,875→ 14,000 total - Exercise/Conversion
Common Stock
2020-11-11$7.76/sh+5,000$38,800→ 19,000 total - Exercise/Conversion
Options to Purchase Common Stock
2020-11-11−5,000→ 10,000 totalExercise: $7.76Exp: 2023-09-27→ Common Stock (10,000 underlying)
Footnotes (3)
- [F1]The Reporting Person sold these 2,500 shares pursuant to a Rule 10b5-1 trading plan executed on August 21, 2020 and in order to pay the exercise price for the option exercise described in footnote 2 below along with any applicable taxes.
- [F2]The Reporting Person exercised an option to purchase 5,000 shares of common stock at a per share exercise price of $7.76. The option was originally granted on October 1, 2013 and 10,000 shares of common stock continue to underlie this option.
- [F3]All of the shares underlying this option have vested.