ISSUER DIRECT CORP·4

Aug 10, 6:31 PM ET

Knerr Steven Winfield 4

4 · ISSUER DIRECT CORP · Filed Aug 10, 2020

Insider Transaction Report

Form 4
Period: 2020-08-06
Knerr Steven Winfield
Chief Financial Officer
Transactions
  • Sale

    Common Stock

    2020-08-06$17.50/sh3,500$61,25011,500 total
  • Exercise/Conversion

    Common Stock

    2020-08-10$7.76/sh+5,000$38,80016,500 total
  • Exercise/Conversion

    Options to Purchase Common Stock

    2020-08-105,00015,000 total
    Exercise: $7.76Exp: 2023-09-27Common Stock (15,000 underlying)
Footnotes (3)
  • [F1]The Reporting Person sold these 3,500 shares in order to pay the exercise price for the option exercise described in footnote 2 below and to pay for income taxes relating to 5,000 restricted stock units which vested February 28, 2020 and are more fully described in the Form 4 filed by the Reporting Person on March 1, 2019.
  • [F2]The Reporting Person exercised an option to purchase 5,000 shares of common stock at a per share exercise price of $7.76. The option was originally granted on October 1, 2013 and 15,000 shares of common stock continue to underlie this option.
  • [F3]All of the shares underlying this option have vested.

Documents

1 file
  • 4
    section16.xmlPrimary

    PRIMARY DOCUMENT