UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): ~~January~~March 321, 2019

MABVAX THERAPEUTICS HOLDINGS, INC.

(Exact name of registrant as specified in its charter)

Delaware		001-37861		93-0987903
(State or other jurisdiction of incorporation)		(Commission File Number)		(IRS Employer Identification No.)

11535 Sorrento Valley Rd., Suite 400

San Diego, CA 92121

(Address of principal executive offices and zip code)

Registrant’s telephone number, including area code: (858) 259-9405

N/A

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐	Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐	Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐	Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐	Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company [ ]

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [ ]

ITEM 71.0103 ~~REGULATION~~BANKRUPTCY FDOR ~~DISCLOSURE~~RECEIVERSHIP.

On ~~January~~March 421, 2019, MabVax Therapeutics Holdings, Inc. (the “Company”) ~~issued~~filed a ~~press~~voluntary ~~release~~petition ~~announcing~~for reorganization relief under Chapter 11 of Title 11 of the United ~~Company~~States ~~had~~Bankruptcy ~~entered~~Code ~~into~~(the ~~discussions~~“Bankruptcy ~~and~~Code”) ~~letter~~in the United States Bankruptcy Court for the District of ~~intent~~Delaware ~~with~~(the ~~Oncotelic,~~“Bankruptcy ~~Inc~~Court”) (Case No. on19-10603 ~~January~~(CSS)). 3,The Company ~~2019,~~continues ~~regarding~~to ~~exploration~~manage ofand operate its business as a debtor in ~~potential~~possession ~~reverse~~pursuant ~~merger~~to ~~transaction~~Bankruptcy ~~between~~Code ~~the~~Sections ~~two~~1107 ~~companies~~and 1108. The ~~two~~Company ~~companies~~intends ~~signed~~to asell ~~non-binding~~substantially ~~letter~~all of ~~intent~~its assets pursuant to Section 363 of the Bankruptcy Code in ~~connection~~the sixty days following the ~~with~~filing of its Chapter 11 petition under a Bankruptcy Court supervised sales process and, subject to sales proceeds and remaining assets, could convert its case to Chapter 7, at which point a Chapter 7 trustee will be appointed by the ~~discussions~~Bankruptcy Court.

The information disclosed under this Item 7.01, including Exhibit 99.1 hereto, is being furnished and shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, as amended, except as expressly set forth in such filing.

ITEM 9.01

FINANCIAL STATEMENTS AND EXHIBITS

(d) Exhibits.

Exhibit No.		Description
99.1		Press release dated January 4, 2019

None.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

MABVAX THERAPEUTICS HOLDINGS, INC.

Dated: January 4, 2019

/s/ J. David Hansen

Dated: March 25, 2019

/s/ J. David Hansen

J. David Hansen

President and Chief Executive Officer

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