4//SEC Filing
COHEN BARRY F 4
Accession 0001654954-18-012893
CIK 0000857005other
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 4:12 PM ET
Size
35.9 KB
Accession
0001654954-18-012893
Insider Transaction Report
Form 4
PTC INC.PTC
COHEN BARRY F
EVP Strategic Services
Transactions
- Award
Restricted Stock Units
2018-11-14+6,084→ 6,084 total→ Common Stock (6,084 underlying) - Exercise/Conversion
Common Stock
2018-11-15+81,190→ 136,192 total - Exercise/Conversion
Restricted Stock Units
2018-11-15−15,344→ 0 total→ Common Stock (15,344 underlying) - Tax Payment
Common Stock
2018-11-14$85.17/sh−586$49,910→ 55,002 total - Award
Restricted Stock Units
2018-11-14+16,056→ 16,056 total→ Common Stock (16,056 underlying) - Exercise/Conversion
Restricted Stock Units
2018-11-15−6,084→ 0 total→ Common Stock (6,084 underlying) - Exercise/Conversion
Restricted Stock Units
2018-11-15−3,949→ 3,949 total→ Common Stock (3,949 underlying) - Exercise/Conversion
Common Stock
2018-11-14+586→ 55,588 total - Exercise/Conversion
Restricted Stock Units
2018-11-15−16,056→ 0 total→ Common Stock (16,056 underlying) - Exercise/Conversion
Restricted Stock Units
2018-11-15−5,854→ 13,036 total→ Common Stock (5,854 underlying) - Award
Restricted Stock Units
2018-11-14+15,344→ 15,344 total→ Common Stock (15,344 underlying) - Tax Payment
Common Stock
2018-11-15$89.40/sh−33,996$3,039,242→ 102,196 total - Exercise/Conversion
Restricted Stock Units
2018-11-15−10,531→ 0 total→ Common Stock (10,531 underlying) - Exercise/Conversion
Restricted Stock Units
2018-11-15−586→ 16,937 total→ Common Stock (586 underlying) - Exercise/Conversion
Restricted Stock Units
2018-11-15−8,028→ 8,027 total→ Common Stock (8,028 underlying) - Award
Restricted Stock Units
2018-11-14+17,523→ 17,523 total→ Common Stock (17,523 underlying)
Footnotes (12)
- [F1]Includes 338 shares acquired under Employee Stock Purchase Plan on July 31, 2018.
- [F10]RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.
- [F11]RSUs granted on November 14, 2018 that vest in three installments of 5,255 RSUs, 5,841 RSUs, and 5,841 RSUs on November 15, 2019, 2020 and 2021, respectively, after an initial vest of 586 RSUs on the grant date to satisfy tax withholding obligations.
- [F12]This amount represents the total number of derivative securities beneficially owned of the class shown.
- [F2]Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards.
- [F3]Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
- [F4]Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 15344 RSUs were earned and vested.
- [F5]Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 200% and 16056 RSUs were earned and vested.
- [F6]Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2018. The performance measure was met at 93.34% and 6084 RSUs were earned and vested.
- [F7]Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 11847 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.
- [F8]RSUs granted on November 2, 2015 that vested in three substantially equal installments on November 15, 2016, 2017 and 2018.
- [F9]RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.
Documents
Issuer
PTC INC.
CIK 0000857005
Entity typeother
Related Parties
1- filerCIK 0001185279
Filing Metadata
- Form type
- 4
- Filed
- Nov 15, 7:00 PM ET
- Accepted
- Nov 16, 4:12 PM ET
- Size
- 35.9 KB