Home/Filings/4/0001654954-17-009760
4//SEC Filing

GAYNOR JOSEPH J JR 4

Accession 0001654954-17-009760

CIK 0000889971other

Filed

Oct 26, 8:00 PM ET

Accepted

Oct 27, 3:19 PM ET

Size

7.8 KB

Accession

0001654954-17-009760

Insider Transaction Report

Form 4
Period: 2017-10-26
GAYNOR JOSEPH J JR
DirectorPreaident & CEO
Transactions
  • Award

    Restricted stock unit

    2017-10-26+25,35425,354 total
    Exercise: $0.00From: 2018-10-26Class A common stock (25,354 underlying)
  • Award

    Incentive stock option

    2017-10-26$4.24/sh+28,795$122,09128,795 total
    Exercise: $4.24From: 2018-10-26Exp: 2027-10-26Class A common stock (28,795 underlying)
Footnotes (3)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of Class A common stock. The Restricted stock unit was granted to the reporting person in satisification of certain performance criteria being met for the fiscal year ended June 30, 2017.
  • [F2]The restricted stock units vest equally over a three year period beginning on October 26, 2018. All directors have elected to defer receipt of the shares until they are no longer on the board. Any unvested restricted stock units will vest immediately upon the director leaving the board.
  • [F3]The incentive stock option was granted to the reporting person in satisfaction of certain performance criteria being met for the fiscal year ended June 30, 2017. The incentive stock option vests in three equal installments beginning on October 26, 2018.

Issuer

LIGHTPATH TECHNOLOGIES INC

CIK 0000889971

Entity typeother

Related Parties

1
  • filerCIK 0001199402

Filing Metadata

Form type
4
Filed
Oct 26, 8:00 PM ET
Accepted
Oct 27, 3:19 PM ET
Size
7.8 KB